Browsing: Unregistered
On December 2, Citadel Securities filed a 13-page letter with the SEC arguing that decentralized protocols facilitating tokenized U.S. stock…
Japan’s Financial Services Authority (FSA) plans to strengthen internal audit processes at financial institutions, including crypto exchanges. According to a…
The U.S. Securities and Exchange Commission (SEC) is suing Chicago-based crypto trading firm Cumberland for allegedly operating as an unregistered…
The Securities and Exchange Commission (SEC) has charged Chicago-based crypto market maker Cumberland DRW for allegedly operating as an unregistered…
The top US securities regulator has reached a settlement with trading app eToro, severely limiting the platform’s crypto trading capabilities.…
According to local media reports, Nigeria’s Securities and Exchange Commission (SEC) is preparing to step up enforcement actions against crypto…
Crypto exchange Abra has reached a settlement with the US Securities and Exchange Commission (SEC) for a yet-to-be determined amount…
The US Securities and Exchange Commission (SEC) has submitted settlement of charges against crypto lending company Abra for failing to…
A judge has denied Kraken’s request to dismiss claims from the U.S. Securities and Exchange Commission (SEC) alleging that the…
The US Securities and Exchange Commission (SEC) is suing Consensys, claiming the blockchain technology company’s MetaMask wallet acted as an…